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Knowledge Centre

Overview of Capital Markets Services in Singapore

How are capital markets regulated?

FinReg business tip

There are 4 components that are regulated under the capital markets ecosystem; 

  1. Issuersthose who issue securities to raise capital
  2. Investorsthose who invest in these securities
  3. Intermediariesthose who advise issuers or investors and facilitate the trading of securities
  4. Infrastructurethe platforms or systems through which securities are traded