Regulations for Registered Fund Management Companies (RFMCs)

What are the regulations in Singapore that apply to Registered Fund Management Companies (RFMCs)?

• Some of the key relevant regulations are:

  According to MAS (Compliance Toolkit)
  last revised 02 July 2021

  • Securities and Futures Act (Cap. 289) (SFA). Specifically, the following parts of the SFA:
    • Part IV Holders of Capital Markets Services (CMS) Licence and Representatives
    • Part IX Supervision and Investigation
  • Securities and Futures (Licensing and Conduct of Business) Regulations (LCBR) (Rg. 10)
  • Registration conditions¹ imposed on Registered Fund Management Companies (RFMCs)
  • Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies